Compliance Policy

As a litigation funder, we are committed to upholding the highest standards of legal and ethical conduct. Our compliance policy is as follows:

  1. Regulatory Compliance: We comply with all applicable laws, regulations, and industry standards, including those relating to anti-bribery and anti-corruption, data protection, and financial crime. We maintain up-to-date knowledge of all relevant regulations and ensure our practices are in line with industry best practices.
  2. Due Diligence: We conduct thorough due diligence on all cases and parties we fund, including assessing the legal merits of the case, evaluating the financial position of the parties involved, and ensuring that our funding complies with ethical and legal standards.
  3. Conflicts of Interest: We maintain procedures to identify and manage conflicts of interest that may arise during our business. We ensure that our actions are in the best interests of our clients and our partners and that any conflicts of interest are appropriately disclosed and addressed.
  4. Confidentiality: We maintain strict confidentiality in all of our dealings with our clients, partners, and third-party providers. We ensure that all data is collected, processed, and stored securely and in compliance with applicable laws and regulations.
  5. Complaints and Whistleblowing: We maintain clear and accessible channels for internal complaints and whistleblowing. We take all complaints seriously and investigate them thoroughly. We ensure that all whistleblowers are protected and that their identity is kept confidential.

Overall, our compliance policy is designed to ensure that we operate with the highest standards of legal and ethical conduct, maintain the trust of our clients and partners, and operate within all applicable laws and regulations.